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Mark Foster Cox

Northwestern Mutual Investment Services, LLC

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About Mark Foster Cox

Mark Foster Cox is a financial advisor with over 30 years of experience. Mark Cox is currently registered with Northwestern Mutual Investment Services, LLC. Previously, Mark Cox was registered with Robert W. Baird & Co. Incorporated, American Express Financial Advisors Inc. and IDS Life Insurance Company. Mark Cox is licensed to provide financial advice in Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maryland, Michigan and Tennessee. Mark Cox's firm, Northwestern Mutual Investment Services, LLC, is a registered investment advisor that provides a variety of financial services, including investment research, referrals to other advisors, and portfolio management for individuals.

Firm Information

Mark Cox is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark Cox’s Registration & Firm History

IN

10/27/2003 - Present

Northwestern Mutual Investment Services, LLC (EVANSVILLE IN)

WI

06/28/1991 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

MN

12/17/1990 - 06/07/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

12/17/1990 - 06/07/1991

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 12/31/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/14/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/11/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/13/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Foster Cox.
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