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Mark Fitzgerald Kennedy

THE Investment Center, Inc.

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About Mark Fitzgerald Kennedy

Mark Fitzgerald Kennedy is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with The Investment Center, Inc., a firm based in Manasquan, NJ. Mark has a broad range of experience and holds the Series 7, 31, and 63 licenses, as well as the SIE exam. Mark has also passed the Series 65 exam for investment advisor registration. Prior to joining The Investment Center, Inc., Mark was registered with Concourse Financial Group Securities, Inc. and First Montauk Securities Corp.

Firm Information

Mark Kennedy is currently registered with THE Investment Center, Inc.. THE Investment Center, Inc. is a Corporation registered in 53 states and the SEC. Founded in 1986, the firm has been involved in 8 Regulatory Events and 5 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Kennedy’s Registration & Firm History

NJ

07/24/2023 - Present

THE Investment Center, Inc. (MANASQUAN NJ)

NJ

11/11/2008 - 05/30/2023

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (HADDON HEIGHTS NJ)

NJ

05/02/2006 - 12/09/2008

FIRST MONTAUK SECURITIES CORP. (HADDON HEIGHTS NJ)

MO

03/12/2004 - 05/05/2006

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/24/1993 - 02/23/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 03/13/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 05/21/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Mark Fitzgerald Kennedy. Review regulatory record here.
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