Unclaimed
Mark Fitzgerald Kennedy is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with The Investment Center, Inc., a firm based in Manasquan, NJ. Mark has a broad range of experience and holds the Series 7, 31, and 63 licenses, as well as the SIE exam. Mark has also passed the Series 65 exam for investment advisor registration. Prior to joining The Investment Center, Inc., Mark was registered with Concourse Financial Group Securities, Inc. and First Montauk Securities Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
07/24/2023 - Present
THE Investment Center, Inc. (MANASQUAN NJ)
NJ
11/11/2008 - 05/30/2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (HADDON HEIGHTS NJ)
NJ
05/02/2006 - 12/09/2008
FIRST MONTAUK SECURITIES CORP. (HADDON HEIGHTS NJ)
MO
03/12/2004 - 05/05/2006
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
05/24/1993 - 02/23/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 03/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 05/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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