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Mark F Secrest

Btig, LLC

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About Mark F Secrest

Mark Secrest is a financial advisor who has been in the industry since July 18, 1993. Mark is currently registered with Btig, LLC in Chicago, Illinois. Mark has previously held positions at Stifel, Nicolaus & Company, Incorporated, Cowen and Company, UBS Securities LLC, and Kidder, Peabody & Co. Incorporated. Mark holds a Series 7, 24, 63, 79TO and SIE license. Mark is registered in 51 states as a Broker-Dealer.

Firm Information

Mark Secrest is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Secrest’s Registration & Firm History

IL

03/16/2016 - Present

Btig, LLC (CHICAGO IL)

NY

09/29/2010 - 03/17/2016

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

07/02/1999 - 10/04/2010

COWEN AND COMPANY (NEW YORK NY)

NY

02/21/1995 - 04/13/1998

UBS SECURITIES LLC (NEW YORK NY)

NY

03/30/1992 - 01/19/1995

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/28/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark F Secrest.
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