Unclaimed
Mark F. Quandt is a financial advisor who has been active in the industry since 2011. Mark currently holds a Series 7, Series 63, Series 66, and Series 7TO license. He is also registered to sell securities in 53 states. Prior to joining J.v.b. Financial Group, LLC, Mark was employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mark's career has been focused on providing financial guidance and investment strategies to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/30/2024 - Present
J.v.b. Financial Group, LLC (NEW YORK NY)
NY
02/28/2011 - 03/10/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 02/05/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/26/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/10/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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