Unclaimed
Mark Evans Cieciura is a registered investment advisor with Piper Sandler & Co. Mark's professional career in the financial industry began on March 25, 1983. Prior to joining Piper Sandler & Co., Mark was employed at CIBC WORLD MARKETS and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mark is currently licensed in Illinois and Minnesota. Mark specializes in providing analytical reports and public finance consulting program.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/05/2016 - Present
Piper Sandler & Co. (Chicago IL)
NY
01/02/1986 - 07/16/1999
CIBC WORLD MARKETS (NEW YORK NY)
NA
03/23/1983 - 01/06/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 05/24/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/20/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/16/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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