Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Evans is a financial professional with over 29 years of experience in the industry. Mark is currently registered with Brean Capital, LLC and is licensed in Tennessee, New York and North Carolina. Mark has a broad range of experience, having previously worked at Stifel, Nicolaus & Company, Incorporated, Vining-Sparks IBG, LLC, ICBA Securities and College & University Securities Corporation. Mark holds a variety of industry licenses, including Series 7, 52TO, 53, 55, 57TO, 63, 79TO, 87, 99TO and the SIE Exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
04/04/2023 - Present
Brean Capital, LLC (Memphis TN)
TN
04/22/2022 - 04/06/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MEMPHIS TN)
TN
06/22/1994 - 04/06/2023
VINING-SPARKS IBG, LLC (MEMPHIS TN)
TN
01/06/2020 - 09/17/2020
ICBA SECURITIES (MEMPHIS TN)
TN
08/30/1994 - 12/17/2019
ICBA SECURITIES (MEMPHIS TN)
TN
10/14/1997 - 10/08/1999
COLLEGE & UNIVERSITY SECURITIES CORPORATION (MEMPHIS TN)
BC
Issued 06/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/28/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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