Unclaimed
Mark Evan Leonardi is a financial professional with over a decade of experience in the securities industry. Mark is currently registered with First Manhattan Securities LLC, based in New York, NY. Prior to this role, Mark was employed by TD Ameritrade, Inc. and Neuberger Berman LLC. Mark holds a variety of licenses and certifications including Series 7, Series 63, Series 57TO and Series 52TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/12/2021 - Present
First Manhattan Securities LLC (NEW YORK NY)
NJ
01/11/2017 - 01/08/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
07/08/2013 - 08/09/2016
NEUBERGER BERMAN LLC (NEW YORK NY)
NY
11/09/2010 - 07/12/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 09/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 05/13/2021
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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