Unclaimed
Mark Evan Bottrill is a financial advisor registered in 19 states and the District of Columbia, with an active BrokerCheck record since 1991. Mark joined Northwestern Mutual Investment Services, LLC in 1991 and has been a registered representative there since. Prior to this, Mark worked for Robert W. Baird & Co. Incorporated in Milwaukee, Wisconsin. Mark is Series 6, 63, and 65 licensed and has a SIE certification. Mark provides investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
04/17/1991 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
WI
03/06/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
WI
02/27/1992 - 12/31/1992
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 12/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/14/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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