Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Eugene Sirotnak is a financial advisor with Avantax Advisory Services and Avantax Planning Partners, Inc. Mark has been in the financial industry since 1988. Mark is registered as a Registered Representative and Investment Advisor Representative in Texas and several other states. Mark holds the Series 6, 7, 9, 10, 24, 63, and SIE licenses. Mark is a Certified Financial Planner. Mark is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
08/21/2001 - Present
Avantax Advisory Services (Southlake TX)
TX
01/09/1995 - 06/27/2001
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
06/25/1990 - 09/30/1994
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NJ
06/27/1989 - 08/03/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/27/1989 - 08/03/1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
01/06/1987 - 10/12/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
05/14/1986 - 10/02/1986
FIDELITY DISTRIBUTORS CORPORATION
NA
02/17/1984 - 05/07/1984
FIRST INVESTORS CORPORATION
BC
Issued 02/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/11/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/26/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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