Unclaimed
Mark Rutherford is a registered investment advisor representative with PFS Investments Inc.. Mark has been in the securities industry since 1985. Mark is also registered to provide investment advisory services in Arkansas, Florida, Illinois, Kansas, Michigan, Missouri, Ohio, Tennessee, and Utah. Mark holds Series 6, 63, 65, and 26 licenses. Mark may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. for referrals of home security and automation products, as well as other home related services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MO
09/19/2011 - Present
PFS Investments Inc. (SAINT CHARLES MO)
IA
Issued 08/25/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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