Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Essenfeld is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with Soltis Investment Advisors, LLC in Illinois. Mark has held previous positions with several other firms, including MML Investors Services, LLC, MSI Financial Services, Inc., LPL Financial LLC, Cetera Investment Services LLC, Securities America, Inc., Ameriprise Financial Services, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and MONY Securities Corporation. Mark is a Certified Financial Planner and has a broad range of experience in financial planning, portfolio management, and investment services. Mark is passionate about helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
UT
07/08/2024 - Present
Soltis Investment Advisors, LLC (ST. GEORGE UT)
IL
03/25/2017 - 09/21/2018
MML INVESTORS SERVICES, LLC (DOWNERS GROVE IL)
IL
01/22/2016 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
IL
04/30/2013 - 12/14/2015
LPL FINANCIAL LLC (SOMONAUK IL)
IL
10/15/2010 - 04/30/2013
CETERA INVESTMENT SERVICES LLC (AURORA IL)
IL
06/03/2009 - 10/14/2010
SECURITIES AMERICA, INC. (DOWNERS GROVE IL)
IL
05/01/2009 - 10/12/2010
AMERIPRISE FINANCIAL SERVICES, INC. (DOWNERS GROVE IL)
IL
04/02/2007 - 05/04/2009
MORGAN STANLEY & CO. INCORPORATED (LISLE IL)
IL
09/06/2002 - 04/02/2007
MORGAN STANLEY DW INC. (LISLE IL)
NY
08/14/2002 - 09/09/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 10/22/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 10/15/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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