Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ernst is a financial advisor at First Command Advisory Services. Mark is registered with the state of Texas to provide investment advisory services. Mark has been in the financial services industry since 2005 and has experience with TIAA, Charles Schwab & Co., Inc., and Dominion Investor Services, Inc. Mark holds Series 7, 9, 10, 63 and 66 licenses. Mark is also a Certified Financial Planner. Mark specializes in financial planning and portfolio management. Mark focuses on high-net-worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/30/2024 - Present
First Command Advisory Services (FORT WORTH TX)
TX
08/26/2015 - 06/12/2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (Lewisville TX)
CO
06/28/2011 - 06/05/2015
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
AZ
08/25/2009 - 02/12/2010
ECHOTRADE LLC (PHOENIX AZ)
MA
05/05/2005 - 02/15/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
TX
01/26/2004 - 04/01/2005
DOMINION INVESTOR SERVICES, INC. (MARBLE FALLS TX)
SC
10/01/2003 - 01/29/2004
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
04/07/2003 - 09/26/2003
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 02/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/22/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Ernst is the right advisor for you? Invested Better is here to help.
