Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ernest Cissel is a financial advisor at Stifel, Nicolaus & Company, Inc. with over 20 years of experience in the industry. Mark has been a Registered Representative since 1994. Mark earned his Series 7, Series 31, Series 63, and Series 65 securities licenses, as well as his Series SIE. Mark holds registrations in Arizona, California, Florida, Georgia, Missouri, Nevada, New Jersey, and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/21/2017 - Present
Stifel, Nicolaus & Company, Inc. (PALM BEACH GARDENS FL)
FL
06/01/2009 - 08/21/2017
MORGAN STANLEY (BOCA RATON FL)
FL
08/23/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NY
03/12/1997 - 08/28/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TN
05/06/1994 - 03/19/1997
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 08/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/09/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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