linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Ernest Babineau

Fidelity Distributors Co. LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Ernest Babineau

Mark Babineau has been in the securities industry since 2000. Mark is currently registered with Fidelity Distributors Co. LLC, a firm with a national scope. Mark is registered in 52 states and the District of Columbia as a broker and investment advisor representative. Mark was previously registered with PYRAMIS DISTRIBUTORS CORPORATION LLC, FIDELITY BROKERAGE SERVICES LLC, PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Mark has passed the Series 66, Series 7, and Series 63 exams. Mark also passed the Securities Industry Essentials Examination (SIE) in 2018.

Firm Information

Mark Babineau is currently registered with Fidelity Distributors Co. LLC. Fidelity Distributors Co. LLC is a Limited Liability Company formed in January 2020. The firm is registered in all 50 states and the District of Columbia. It has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Babineau’s Registration & Firm History

RI

05/12/2016 - Present

Fidelity Distributors Co. LLC (SMITHFIELD RI)

RI

01/05/2012 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (SMITHFIELD RI)

MA

01/09/2009 - 12/13/2011

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

MA

09/19/2002 - 06/01/2006

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

MN

07/18/2000 - 10/11/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/18/2000 - 10/11/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Mark Ernest Babineau is right for you?

Licenses & Designations

BC

Issued 11/17/2008

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 07/31/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Ernest Babineau.
Not sure if Mark Ernest Babineau is right for you?