Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Zuckerman is an active Registered Representative and Investment Advisor Representative with Oppenheimer & Co. Inc. Mark has been in the industry for almost 30 years, since December 1993. Mark has a total of 25 state registrations and 9 FINRA registrations. Mark Zuckerman is also registered in Texas as a Resident Investment Advisor Representative for Oppenheimer & Co. Inc. Mark is a registered representative with Oppenheimer & Co. Inc. at the Boca Raton, Florida branch office. Mark has previous registrations with CIBC WORLD MARKETS CORP., OLDE DISCOUNT CORPORATION, MOORE & SCHLEY, CAMERON & CO., FINANCIAL NORTHEASTERN SECURITIES, INC., and APPLE FINANCIAL CORPORATION. Mark has passed both the Series 63 and Series 65 examinations and holds the Series 7, Series 8 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/20/2016 - Present
Oppenheimer & Co. Inc. (BOCA RATON FL)
NY
11/18/1996 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
MI
10/03/1994 - 12/02/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
NA
08/19/1988 - 09/13/1988
MOORE & SCHLEY, CAMERON & CO.
NA
01/06/1988 - 03/22/1988
FINANCIAL NORTHEASTERN SECURITIES, INC.
NA
06/23/1987 - 01/16/1988
APPLE FINANCIAL CORPORATION
IA
Issued 02/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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