Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Eric Smith is a financial professional registered with Lake Street Capital Markets, LLC. He has over 14 years of experience in the financial industry. Mark has a Series 7, Series 86, Series 87 and SIE licenses. His current registration is in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
04/22/2019 - Present
Lake Street Capital Markets, LLC (MINNEAPOLIS MN)
MN
03/20/2018 - 04/11/2019
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. (GOLDEN VALLEY MN)
NY
12/14/2017 - 03/09/2018
SIDOTI & COMPANY, LLC (NEW YORK NY)
MN
04/30/2007 - 06/14/2017
FELTL & COMPANY (PLYMOUTH MN)
NY
06/24/2004 - 04/23/2007
SIDOTI & COMPANY, LLC (NEW YORK NY)
BC
Issued 06/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/03/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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