Unclaimed
Mark Eric Saunders is a financial advisor with Stonex Advisors Inc. Mark has been in the financial industry since 1993. Mark has a wide range of experience in the financial industry and has held positions with various firms including Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Morgan Keegan & Company, Inc., AmSouth Investment Services, Inc., Southtrust Securities, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., Compass Brokerage, Inc., Equico Securities, Inc., and The Equitable Life Assurance Society of the United States. Mark specializes in working with individuals, high-net-worth individuals, corporations, and charitable organizations. Mark provides financial planning, portfolio management, and other advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
06/30/2016 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
AL
02/24/2014 - 08/03/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (HUNTSVILLE AL)
AL
02/13/2013 - 03/06/2014
RAYMOND JAMES & ASSOCIATES, INC. (HUNTSVILLE AL)
AL
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HUNTSVILLE AL)
AL
04/19/2001 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (HUNTSVILLE AL)
AL
12/09/1997 - 04/17/2001
SOUTHTRUST SECURITIES, INC. (BIRMINGHAM AL)
NY
08/03/1998 - 04/18/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
01/12/1998 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
AL
05/30/1995 - 12/18/1997
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NY
09/03/1993 - 05/17/1995
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/03/1993 - 05/17/1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1998
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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