Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Naginey is a financial advisor who has been in the industry since September 28, 2011. Mark is registered with LPL Financial LLC and has a branch office located in Latham, NY. Mark has a Series 6, Series 63, Series 65, and SIE license. Mark has experience with Waddell & Reed and various insurance carriers for W & R Insurance Agencies in Latham, NY. Mark offers investment advisory services and financial planning services. Mark is dedicated to helping his clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/13/2021 - Present
LPL Financial LLC (LATHAM NY)
NY
09/29/2011 - 07/22/2021
WADDELL & REED (LATHAM NY)
IA
Issued 04/18/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Mark Naginey is the right advisor for you? Invested Better is here to help.
