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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Eric Leaf is a financial advisor with Cetera Investment Advisers LLC. Mark has been in the financial industry since February 21, 2014. Mark is registered with FINRA as well as state securities authorities. Mark has a strong track record of providing financial advice to a diverse clientele, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/17/2024 - Present
Cetera Investment Advisers LLC (Aurora CO)
CO
10/12/2020 - 06/14/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
08/28/2015 - 03/02/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
07/10/2013 - 01/07/2015
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
10/21/2011 - 07/05/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
IA
Issued 10/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2015
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 02/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/08/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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