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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Eric Leaf is a financial advisor with Cetera Investment Advisers LLC. Mark has been in the financial services industry since 2014 and has experience working with several other firms, including Empower Financial Services, Inc., TIAA-CREF Individual & Institutional Services, LLC, Fidelity Brokerage Services LLC, and Charles Schwab & Co., Inc. Mark has a wide range of licenses and certifications including a Series 63, Series 65, Series 7, Series 9, Series 10, Series 23, and SIE. Mark also provides financial planning, pension consulting, and educational seminars.
Aurora, CO
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/17/2024 - Present
Cetera Investment Advisers LLC (Aurora CO)
CO
10/12/2020 - 06/14/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
08/28/2015 - 03/02/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
07/10/2013 - 01/07/2015
FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)
CO
10/21/2011 - 07/05/2013
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
IA
Issued 10/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2015
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 2/24/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/8/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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