Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ingersoll is a financial professional with over 20 years of experience in the financial industry. He has been registered with The Leaders Group, Inc. in Littleton, CO, since January 5, 2021. Prior to that, Mark was a registered representative with several other firms, including Royal Alliance Associates, Inc., Signator Investors, Inc., and Transamerica Financial Advisors, Inc. Mark has a broad range of experience and is committed to providing his clients with personalized financial advice and solutions. He is also a strong advocate for his clients, striving to ensure their financial goals are met.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/05/2021 - Present
THE Leaders Group, Inc. (LITTLETON CO)
WA
11/02/2018 - 12/31/2020
ROYAL ALLIANCE ASSOCIATES, INC. (SEATTLE WA)
WA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (TUKWILA WA)
WA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (SEATTLE WA)
WA
04/07/2000 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (SEATTLE WA)
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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