Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Eric Horowitz is a financial professional with over 30 years of experience in the securities industry. Mark is currently registered with Jefferies LLC, a leading global investment banking firm, and has a Series 7, Series 55, Series 63, SIE, and Series 57TO licenses. Mark has previously held positions at Standard Credit Securities Inc., Tradition Asiel Securities Inc., Asiel & Co. LLC, Waterhouse Securities, Inc., and A.G. Edwards & Sons, Inc. Mark is licensed to provide securities and investment advisory services in all 50 states, the District of Columbia, and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
11/15/2013 - Present
Jefferies LLC (STAMFORD CT)
NY
06/18/2012 - 11/04/2013
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
07/03/2000 - 11/04/2013
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
05/02/1994 - 07/03/2000
ASIEL & CO. LLC (NEW YORK NY)
NE
09/10/1992 - 04/28/1994
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MO
03/30/1992 - 08/31/1992
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 04/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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