Unclaimed
Mark England Lewis is a financial professional with over 23 years of experience in the industry. Mark is currently registered with Bofa Securities, Inc., and previously held positions at several other firms including BNP PARIBAS SECURITIES CORP., MFR SECURITIES, INC., and Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
06/07/2023 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
03/08/2018 - 05/08/2023
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
11/21/2016 - 04/06/2017
MFR SECURITIES, INC. (NEW YORK NY)
NY
02/20/2015 - 07/05/2016
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/01/2012 - 03/13/2015
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NY
01/24/2007 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)
NY
11/15/2005 - 01/11/2007
CHAPDELAINE CORPORATE SECURITIES & CO (NEW YORK NY)
NY
05/04/2000 - 11/18/2005
BGC SECURITIES (NEW YORK NY)
NY
06/03/2005 - 11/16/2005
MAXCOR FINANCIAL INC. (NEW YORK NY)
NY
10/06/2004 - 11/16/2005
BGC MARKETS, L.P. (NEW YORK NY)
NY
01/13/1999 - 02/10/2005
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/01/1999 - 10/01/2004
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NJ
01/28/1998 - 11/19/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 02/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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