Unclaimed
Mark Emery Johnson is a financial advisor with over 20 years of experience in the industry. Mark is currently registered with Cetera Investment Advisers LLC and holds licenses in New York and Texas. Mark has experience providing financial services to a wide range of clients, including individuals, families, businesses, and retirement plans. Mark is committed to helping clients achieve their financial goals and providing them with personalized financial advice. Mark's previous experience includes roles with MML Investors Services, LLC, Thrivent Investment Management Inc., and Lutheran Brotherhood Securities Corp. Mark is also a Certified Financial Planner and a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (Clarence NY)
NY
05/11/2016 - 12/09/2020
MML INVESTORS SERVICES, LLC (CLARENCE NY)
NY
07/01/2002 - 05/13/2016
THRIVENT INVESTMENT MANAGEMENT INC. (CLARENCE NY)
MN
05/14/1999 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 07/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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