Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Emerson Matthews is a financial advisor with UBS Financial Services Inc. Mark has been in the industry since 1982 and has experience with a wide range of financial products and services. Mark holds both Series 63 and 65 licenses, as well as the SIE, Series 31 and Series 7 exams. Mark has a strong background with PaineWebber Incorporated and KIDDER, PEABODY & CO. INCORPORATED. In addition to serving as a financial advisor, Mark also works as a soccer referee and ski instructor. Mark is currently registered in Alaska, Arizona, California, Connecticut, Florida, Idaho, Illinois, Iowa, Michigan, Montana, New York, North Carolina, Oregon, Tennessee, Texas, Utah, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
05/22/1995 - Present
UBS Financial Services Inc. (SEATTLE WA)
NY
10/09/1984 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
03/15/1983 - 10/26/1984
PAINEWEBBER INCORPORATED
NA
11/24/1982 - 03/28/1983
MARTIN NELSON & CO., INC.
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Matthews is the right advisor for you? Invested Better is here to help.
