Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Elwood Thomas is a financial professional with over 30 years of experience in the financial services industry. Mark is currently registered with Aon Securities LLC and is licensed to provide securities and investment advice in all 50 states. Mark has previously held positions at HORNOR, TOWNSEND & KENT, INC., STATE FARM VP MANAGEMENT CORP., AXA ADVISORS, LLC, WASHINGTON SQUARE SECURITIES, INC., 1717 CAPITAL MANAGEMENT COMPANY, AETNA INVESTMENT SERVICES, INC., AETNA LIFE INSURANCE AND ANNUITY COMPANY and PRUCO SECURITIES CORPORATION. Mark holds a Series 6, 7, 26, 63, 99TO and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Fairness opinions
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
1
2
PA
11/08/2006 - Present
AON Securities LLC (Fort Washington PA)
PA
10/11/2004 - 09/12/2006
HORNOR, TOWNSEND & KENT, INC. (SKIPPACK PA)
IL
08/15/2002 - 09/30/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
08/08/2000 - 11/21/2001
AXA ADVISORS, LLC (NEW YORK NY)
CT
07/22/1998 - 06/21/2000
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
DE
10/30/1995 - 05/18/1998
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
CT
10/15/1993 - 11/13/1995
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
07/26/1989 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NJ
02/14/1986 - 05/22/1989
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 02/13/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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