Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gould is a financial professional with over 15 years of experience in the securities industry. Mark is currently registered with Ventoux Securities, LLC. Mark holds a Series 66, 7, 14, 24, 79TO, 99TO, and SIE license. Mark is licensed in California and Nevada. Mark has also previously worked for Evolve Securities, Inc. and AFS Brokerage, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/16/2009 - Present
Ventoux Securities, LLC (Miami FL)
CA
04/30/2008 - 07/02/2009
EVOLVE SECURITIES, INC. (FAIR OAKS CA)
TX
01/22/2008 - 04/30/2008
AFS BROKERAGE, INC. (AUSTIN TX)
BOTH
Issued 12/15/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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