Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Elliott Backes is a financial advisor with over 20 years of experience in the financial services industry. Mark is registered with Cetera Investment Advisers LLC. Mark is also registered as an investment advisor representative in Alabama, Florida, and Texas. Mark previously worked for OBS Brokerage Services, Inc., CUNA Brokerage Services, Inc., First Clearing, LLC, Southtrust Securities, LLC, and Fifth Third Securities, Inc. Mark is licensed to provide financial advice and securities products to individuals, corporations, and other entities. Mark holds the Series 63, Series 24, SIE and Series 7 licenses. Mark is dedicated to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/12/2023 - Present
Cetera Investment Advisers LLC (FORT MYERS FL)
NY
02/22/2010 - 11/30/2012
OBS BROKERAGE SERVICES, INC. (PITTSFORD NY)
IA
03/23/2005 - 07/21/2009
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
MO
01/07/2005 - 03/17/2005
FIRST CLEARING, LLC (ST. LOUIS MO)
AL
01/07/2005 - 03/17/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
AL
02/27/2001 - 12/31/2004
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
OH
01/10/2000 - 03/13/2001
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BC
Issued 10/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/7/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/8/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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