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Mark Elliot Pearson

Northwestern Mutual Investment Services, LLC

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About Mark Elliot Pearson

Mark Elliot Pearson is a financial advisor who has been in the industry since November 1995. Mark is a registered representative of Northwestern Mutual Investment Services, LLC, where he has been employed since December 2001. Previously, Mark has also worked at First Union Securities, Inc. and Prudential Securities Incorporated. Mark holds a Series 63 and Series 65 licenses and has been recognized as a Certified Financial Planner. Mark is registered to offer securities in the following states: Arizona, California, Colorado, Florida, Georgia, Illinois, Indiana, Iowa, Michigan, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington.

Firm Information

Mark Pearson is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

333 Bridge St NW

GRAND RAPIDS, MI 49504

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark Pearson’s Registration & Firm History

MI

07/29/2013 - Present

Northwestern Mutual Investment Services, LLC (GRAND RAPIDS MI)

MO

05/13/1999 - 12/12/2001

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NY

09/25/1995 - 05/04/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/1/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 9/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/18/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Elliot Pearson.
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