Unclaimed
Mark Eliot McKinney is a financial advisor with over 30 years of experience in the industry. Mark has been with RBC Capital Markets, LLC since 2019. Prior to joining RBC Capital Markets, LLC, Mark was with Ameriprise Financial Services, Inc. and AXA Advisors, LLC. Mark is registered in Minnesota and Massachusetts. He is also a FINRA Dispute Resolution Arbitrator. Mark's specializations include Portfolio Management for Individuals and Businesses, Financial Planning, Pension Consulting, and Selection of Other Advisors. Mark's firm RBC Capital Markets, LLC is a large financial services firm that provides a wide range of financial services to individual, corporate, and institutional clients. The firm has over $250 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
01/16/2019 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
OH
02/18/2015 - 01/10/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Westlake OH)
MN
08/07/2012 - 02/10/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
11/11/2010 - 08/01/2012
AXA ADVISORS, LLC (MINNEAPOLIS MN)
MN
10/25/1989 - 04/09/2009
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/25/1989 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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