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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Elias Morales is a financial advisor with Wells Fargo Clearing Services, LLC based in Scottsdale, Arizona. Mark has been in the industry since September 21, 1997, and holds a Series 7, Series 31, Series 52, Series 63, and Series 65 licenses. Mark works with a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, charitable organizations, pension and profit-sharing plans, insurance companies, banking or thrift institutions, and other investment advisers. Mark's firm offers a range of advisory services, including financial planning, portfolio management, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/04/2021 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
AZ
08/12/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (GREEN VALLEY AZ)
NY
06/19/1998 - 08/23/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
MI
03/10/1997 - 12/04/1997
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 05/13/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 07/03/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1997
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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