Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edwin Helak is a registered investment advisor with over 17 years of experience in the financial services industry. Mark is currently employed by HSBC Securities (USA) Inc. Mark has a strong track record of providing investment advice and portfolio management services to individuals, corporations, and pooled investment vehicles. Mark is registered with the Securities and Exchange Commission (SEC) and holds Series 7, 6, 63, and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/14/2023 - Present
Hsbc Securities (usa) Inc. (Buffalo NY)
NY
05/04/2016 - 08/17/2021
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
08/26/2013 - 05/03/2016
LPL FINANCIAL LLC (SNYDER NY)
NY
07/11/2012 - 08/29/2013
KEY INVESTMENT SERVICES LLC (DEPEW NY)
NY
11/26/2007 - 07/11/2012
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
06/29/2005 - 11/16/2007
METLIFE SECURITIES INC. (WILLIAMSVILLE NY)
NY
06/29/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WILLIAMSVILLE NY)
BOTH
Issued 04/22/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/08/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/03/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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