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Mark Edward Van ostenbridge

National Financial Services LLC

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About Mark Edward Van ostenbridge

Mark Edward Van ostenbridge is a financial advisor with over 28 years of experience in the industry. Mark has been registered with National Financial Services LLC since April 15, 2022. Previously, Mark was registered with Fidelity Brokerage Services LLC since July 13, 2017. Mark holds the Series 63, Series 7, and Series 24 licenses. Mark has been registered in New Jersey since January 3, 2020.

Firm Information

Mark Van ostenbridge is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Van ostenbridge’s Registration & Firm History

NJ

04/15/2022 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

03/02/2015 - 12/31/2016

FIDELITY BROKERAGE SERVICES LLC (NEW YORK CITY NY)

NY

03/02/2015 - 12/31/2016

NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)

NY

06/22/2007 - 02/10/2015

J.P. MORGAN CLEARING CORP. (NEW YORK NY)

NY

06/22/2007 - 02/10/2015

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NJ

07/03/2003 - 05/14/2007

PERSHING LLC (JERSEY CITY NJ)

WI

01/01/2001 - 07/01/2003

BNY CLEARING SERVICES LLC (MILWAUKEE WI)

NY

09/14/1998 - 01/01/2001

SCHRODER & CO. INC. (NEW YORK NY)

NJ

05/23/1994 - 08/24/1998

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

12/09/1993 - 03/17/1994

NORI, HENNION, WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 06/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Edward Van ostenbridge.
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