Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Travis is a registered representative with Hilltop Securities Inc. Mark has been in the securities industry since June 2003. Mark is currently registered with the states of Arizona, California, Florida, North Carolina, Pennsylvania, and Texas. Mark has been registered with the states of Arizona, California, Florida, North Carolina, Pennsylvania, and Texas in the past. Mark is also registered with FINRA. Mark has passed the Securities Industry Essentials Examination, the Futures Managed Funds Examination, and the General Securities Representative Examination. Mark is a licensed investment advisor in the states of Arizona, California, Florida, North Carolina, Pennsylvania, and Texas. Mark has previously worked for SWBC INVESTMENT SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Mark specializes in financial planning, educational seminars, portfolio management for individuals, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
08/11/2023 - Present
Hilltop Securities Inc. (SAN ANTONIO TX)
TX
06/15/2011 - 09/28/2023
SWBC INVESTMENT SERVICES, LLC (SAN ANTONIO TX)
TX
06/02/2003 - 06/16/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN ANTONIO TX)
BOTH
Issued 07/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/29/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Travis is the right advisor for you? Invested Better is here to help.
