Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Thannisch has been in the financial services industry for over 30 years and has a proven track record of providing personalized investment advice to clients. Mark is currently a Registered Representative at Raymond James & Associates, Inc., a financial services firm that provides a wide range of financial products and services. Mark has a diverse background, having held positions at several prominent firms, including WELLS FARGO CLEARING SERVICES, LLC and Prudential Securities Incorporated. Mark is dedicated to helping clients achieve their financial goals, and has a strong commitment to providing exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/08/2022 - Present
Raymond James & Associates, Inc. (AUSTIN TX)
TX
07/01/2003 - 08/12/2022
WELLS FARGO CLEARING SERVICES, LLC (BEE CAVE TX)
NY
02/15/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TN
08/02/1993 - 03/03/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
09/29/1986 - 08/02/1993
CAPITOL SECURITIES GROUP, INC.
IA
Issued 04/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1987
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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