Unclaimed
Mark Edward Rubin is a securities professional with over 13 years of experience in the financial services industry. Mark Rubin is currently registered with GT Securities, Inc. in Los Angeles, CA. Previously, Mark Rubin was employed by STILLPOINT CAPITAL, LLC in Tampa, FL, DREXEL HAMILTON, LLC in Milwaukee, WI, KUHNS BROTHERS SECURITIES CORPORATION in Lime Rock, CT, COHEN & COMPANY CAPITAL MARKETS, LLC in New York, NY, and DUFF & PHELPS SECURITIES LLC in New York, NY. Mark Rubin holds the Series 7, Series 79, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
12/11/2019 - Present
GT Securities, Inc. (LOS ANGELES CA)
FL
06/20/2019 - 12/12/2019
STILLPOINT CAPITAL, LLC (TAMPA FL)
WI
05/06/2013 - 08/14/2017
DREXEL HAMILTON, LLC (MILWAUKEE WI)
CT
02/28/2012 - 05/02/2013
KUHNS BROTHERS SECURITIES CORPORATION (LIME ROCK CT)
NY
03/08/2011 - 02/17/2012
COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/01/2007 - 01/12/2010
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
BC
Issued 05/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 04/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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