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Mark Edward Rostratter

Cetera Advisor Networks LLC

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About Mark Edward Rostratter

Mark Edward Rostratter is a financial advisor with Cetera Advisor Networks LLC in Carlsbad, CA. Mark has been in the financial services industry since August 21, 1989. He holds the Series 63, Series 7 and SIE licenses and is registered in Arizona, California, Idaho, and Nevada.

Firm Information

Mark Rostratter is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Rostratter’s Registration & Firm History

CA

08/22/1989 - Present

Cetera Advisor Networks LLC (CARLSBAD CA)

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Licenses & Designations

BC

Issued 02/19/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/19/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Edward Rostratter.
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