Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Romin is a financial advisor currently registered with Lakeshore Financial Planning Inc. Mark has been in the industry for over 10 years and holds several licenses and certifications, including the Series 63, 65, 66, and 7 licenses, as well as the SIE exam and is a Certified Financial Planner. Mark is a registered representative in Michigan and Texas, and has been a registered investment advisor representative since 2018. Mark has previously worked with several financial institutions, including Edward Jones, Citigroup Global Markets Inc., and Raymond James Financial Services. He has experience working with both individual and institutional clients, and specializes in financial planning and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MI
11/19/2018 - Present
Lakeshore Financial Planning Inc. (SAINT CLAIR SHORES MI)
MI
07/24/2012 - 12/31/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. CLAIR SHORES MI)
IL
07/22/2010 - 08/03/2011
EDWARD JONES (NORTH AURORA IL)
IL
09/04/2006 - 04/17/2008
CITIGROUP GLOBAL MARKETS INC. (BARRINGTON IL)
MN
03/26/2004 - 06/06/2005
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 08/05/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2010
Series 7 - General Securities Representative Examination
Active
Inactive
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