Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Roethlin is a financial professional with over 20 years of experience in the industry. Mark is currently registered with Nylife Distributors LLC in New York. Mark has held previous positions with firms such as Invesco Distributors, Inc., Morgan Stanley Distribution, Inc., Morgan Stanley & Co., Incorporated, Alliance Fund Distributors, Inc., and Lehman Brothers Inc. Mark is licensed to conduct securities business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/20/2011 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
12/07/2010 - 03/29/2011
INVESCO DISTRIBUTORS, INC. (NEW YORK NY)
NY
08/18/2006 - 07/09/2010
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
05/05/2000 - 09/15/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
TN
10/20/1995 - 02/14/1997
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
06/22/1994 - 09/12/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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