Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Purcell is a financial advisor at RBC Capital Markets, LLC. Mark has been in the financial services industry since 2001 and has a broad range of experience. Mark holds Series 7, 9, 10, 31, and 66 securities licenses and is registered in multiple states. Mark has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, PFPC Distributors, Inc., First Fund Distributors, Inc., Dean Witter Reynolds Inc., and Fidelity Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
UT
01/06/2017 - Present
RBC Capital Markets, LLC (SALT LAKE CITY UT)
UT
10/17/2005 - 01/09/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SALT LAKE CITY UT)
CA
12/10/2002 - 10/18/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
ME
11/06/2001 - 01/25/2002
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
AZ
01/14/1998 - 04/01/1998
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
NY
08/09/1996 - 10/22/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
RI
01/01/1994 - 09/09/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BOTH
Issued 11/20/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 11/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Purcell is the right advisor for you? Invested Better is here to help.
