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Mark Edward Pryce

PNC Capital Markets LLC

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About Mark Edward Pryce

Mark Edward Pryce is a financial professional with over 20 years of experience in the industry. Mark is currently registered with PNC Capital Markets LLC. Previously, Mark was registered with Estrada Hinojosa & Company, Inc., Citigroup Global Markets Inc., BOSC, Inc., Advisors Asset Management, Inc., Banc of America Securities LLC, and Wachovia Capital Markets, LLC. Mark is a licensed securities professional and holds a variety of licenses and certifications. Mark is dedicated to providing clients with personalized financial advice and services.

Firm Information

Mark Pryce is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Pryce’s Registration & Firm History

TX

09/20/2023 - Present

PNC Capital Markets LLC (Dallas TX)

TX

06/14/2021 - 07/19/2023

ESTRADA HINOJOSA & COMPANY, INC. (DALLAS TX)

TX

10/15/2013 - 06/02/2021

CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)

TX

01/11/2010 - 09/09/2013

BOSC, INC. (RICHARDSON TX)

NC

05/04/2009 - 12/23/2009

ADVISORS ASSET MANAGEMENT, INC. (CHARLOTTE NC)

NC

06/20/2006 - 04/01/2009

BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)

NC

07/22/2003 - 05/12/2006

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/27/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2016

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Edward Pryce.
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