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Mark Edward McNulty

Northwestern Mutual Investment Services, LLC

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About Mark Edward McNulty

Mark McNulty is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. Mark is located in Milwaukee, Wisconsin and has been in the industry since 2000. Mark has passed the Series 6, Series 63, Series 66 and Series 24 exams. Mark is a licensed representative of Northwestern Mutual Life Insurance Company and Northwestern Mutual Investment Services, LLC. Mark has a history of working with individuals and banking or thrift institutions.

Firm Information

Mark McNulty is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark McNulty’s Registration & Firm History

WI

10/03/2017 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

09/21/2016 - 04/07/2017

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

WI

09/21/2016 - 04/07/2017

SII INVESTMENTS, INC. (APPLETON WI)

WI

03/31/2003 - 09/15/2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

NY

12/23/1996 - 07/26/1999

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

KS

04/15/1996 - 08/28/1996

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 11/14/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/19/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Edward McNulty.
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