Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark McCormick is a financial advisor with Cetera Financial Specialists LLC. Mark has been in the financial services industry for over 30 years. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7 and Series 63 license. Mark specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
VT
10/03/2008 - Present
Cetera Financial Specialists LLC (COLCHESTER VT)
VT
10/13/1992 - 10/02/2008
EQUITY SERVICES, INC. (COLCHESTER VT)
NA
07/26/1984 - 01/09/1985
CONTISECURITIES, INC.
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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