Unclaimed
Mark Edward Gunning is a financial professional with over 6 years of experience in the securities industry. Mark is currently registered with Fidelity Brokerage Services LLC, where he has been employed since February 2016. Mark is licensed to provide securities advice in all 50 states and the District of Columbia, and holds several industry licenses and certifications, including Series 7, Series 9, Series 10, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
02/22/2016 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 02/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/13/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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