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Mark Edward Gaudio

Pruco Securities, LLC

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About Mark Edward Gaudio

Mark Edward Gaudio is a registered representative with Pruco Securities, LLC. Mark's professional experience began in 1986 and includes previous affiliations with firms such as Wunderlich Securities, Inc., Capital Securities of America, Inc., and Harvestons Securities, Inc.

Firm Information

Mark Gaudio is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Mark Gaudio’s Registration & Firm History

CA

03/23/2018 - Present

Pruco Securities, LLC (IRVINE CA)

TN

03/01/2007 - 12/13/2017

WUNDERLICH SECURITIES, INC. (MEMPHIS TN)

OH

07/07/2004 - 03/01/2007

CAPITAL SECURITIES OF AMERICA, INC. (HARTVILLE OH)

CO

10/26/2001 - 07/16/2004

HARVESTONS SECURITIES, INC. (GREENWOOD VILLAGE CO)

CO

08/24/1994 - 12/14/2001

TDI, INCORPORATED (ENGLEWOOD CO)

NA

12/18/1992 - 08/30/1994

THE TRADING DESK, INC.

CA

08/16/1993 - 10/12/1993

GREAT PACIFIC FIXED INCOME SECURITIES, INC. (COSTA MESA CA)

NA

04/23/1986 - 12/01/1992

LIBERTY CAPITAL MARKETS, INC.

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Licenses & Designations

BC

Issued 11/07/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/15/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Mark Edward Gaudio. Review regulatory record here.
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