Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Ganter has over 15 years of experience in the financial services industry. Mark is currently registered with Brokers International Financial Services, LLC in Texas. Mark has previously worked for Transamerica Financial Advisors, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Andover Brokerage, L.L.C.. Mark holds a Series 66 license and has passed the SIE, Series 7, Series 55, and Series 62 exams. Mark's specializations include portfolio management for individuals, educational seminars, publication of periodicals, and selection of other advisors. Mark is a registered representative and investment advisor representative for Brokers International Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
05/10/2016 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
TX
09/01/2011 - 05/11/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (HEATH TX)
TX
06/01/2009 - 08/17/2011
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
TX
11/20/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
03/27/2001 - 07/09/2001
ANDOVER BROKERAGE, L.L.C. (MONTEBELLO NY)
BOTH
Issued 12/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/26/2001
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
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