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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Flaherty is a financial advisor with over 39 years of experience. Mark has been registered with Stonex Advisors Inc. since October 2021. Before that, he was with WRP INVESTMENTS, INC., MAIN STREET MANAGEMENT COMPANY, GROWTH FACTS,INC., and FIRST INVESTORS CORPORATION. Mark has Series 6, 7, 63 and 66 licenses and SIE exam. He is currently registered in Arizona, Florida, Kentucky, New York, and Pennsylvania. His experience includes offering financial consulting services, financial planning, pension consulting, educational seminars, and portfolio management. Mark currently has specializations in: Retirement Planning, Insurance Planning, Estate Planning, College Savings Planning, Investment Planning, and Business Planning. Mark is also an independent contractor for UPSTATE SPECIAL RISK and has a relationship with KIRKBY & ASSOCIATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Financial consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
10/13/2021 - Present
Stonex Advisors Inc. (BIRMINGHAM AL)
NY
05/24/2004 - 09/12/2014
WRP INVESTMENTS, INC. (ORCHARD PARK NY)
MA
09/11/1987 - 05/24/2004
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
NA
01/05/1987 - 09/21/1987
GROWTH FACTS,INC.
NA
08/10/1983 - 12/15/1986
FIRST INVESTORS CORPORATION
BOTH
Issued 10/12/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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