Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Engle is a financial advisor at LPL Financial LLC. Mark has been in the industry since 1989 and has held multiple roles at various firms including Securities America, Inc., Financial Network Investment Corporation, Walnut Street Securities, Inc., Aegon USA Securities Inc., Robert Thomas Securities, Inc and Offerman & Co., Inc. Mark is registered in 29 states and holds Series 4, 7, 24, 63 and 65 licenses. Mark specializes in providing financial planning, portfolio management and pension consulting services to individuals, businesses, corporations, high-net-worth individuals, insurance companies, charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
08/24/2020 - Present
LPL Financial LLC (MADISON WI)
WI
07/20/2009 - 08/24/2020
SECURITIES AMERICA, INC. (MADISON WI)
WI
10/10/2003 - 07/08/2009
FINANCIAL NETWORK INVESTMENT CORPORATION (MADISON WI)
CA
04/03/1998 - 08/14/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
IA
04/25/1994 - 04/03/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
FL
06/03/1991 - 04/29/1994
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
MN
08/06/1990 - 06/17/1991
OFFERMAN & CO., INC. (MINNEAPOLIS MN)
NA
06/20/1989 - 10/18/1990
BLINDER, ROBINSON & CO., INC.
IA
Issued 08/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2000
Series 4 - Registered Options Principal Examination
BC
Issued 01/29/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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