Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Dutton has been working in the financial industry since 1983 and currently works with Stephens. Mark has a wide range of experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equity Capital Corporation, just to name a few. Mark's career has spanned across many roles. Mark is registered in 47 states as well as in Texas and Arkansas for investment advisory services. Mark holds Series 3, 5, 7, 9, 10, 15, 63 and 65 licenses and is a Certified Financial Planner. Mark's current registrations include Stephens which is an investment advisory firm based in Little Rock, Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
03/24/2014 - Present
Stephens (FAYETTEVILLE AR)
AR
10/01/1997 - 04/06/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROGERS AR)
NY
04/19/1983 - 09/17/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
02/28/1983 - 05/05/1983
EQUITY CAPITAL CORPORATION
NA
12/21/1982 - 01/04/1983
DANNY THOMAS INVESTMENTS, INC.
IA
Issued 08/25/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/28/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/25/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1986
Series 15 - Foreign Currency Options Examination
BC
Issued 01/04/1986
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1983
Series 5 - Interest Rate Options Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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