Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Davies is a financial advisor with over 15 years of experience in the industry. Mark Davies is currently registered with Cetera Investment Advisers LLC. Mark Davies specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. Prior to joining Cetera Investment Advisers LLC, Mark Davies was employed with Key Investment Services LLC and M&T Securities, INC. Mark Davies holds the Series 6, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
09/08/2023 - Present
Cetera Investment Advisers LLC (LATHAM NY)
NY
06/08/2021 - 09/06/2023
KEY INVESTMENT SERVICES LLC (Rensselaer NY)
NY
01/06/2020 - 07/14/2020
M&T SECURITIES, INC. (ALBANY NY)
NY
11/13/2008 - 04/10/2018
KEY INVESTMENT SERVICES LLC (Troy NY)
NJ
06/13/2001 - 11/28/2001
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 2/2/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/1/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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