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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Edward Connolly is an investment advisor representative with Nuveen Asset Management, LLC. Mark Edward Connolly has been in the securities industry for over 22 years, and has been registered with Nuveen Asset Management, LLC for over 11 years. Mark Edward Connolly's previous roles include investment advisor representative at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and PNC Investments. Mark Edward Connolly is licensed to provide investment advice in 53 states and is registered as an investment advisor representative in 13 states. Mark Edward Connolly's areas of expertise include portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Mark Edward Connolly also provides pension consulting and selection of other advisors services. Mark Edward Connolly is a member of the board of a charitable foundation and participates in a working committee for the foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NY
06/01/2009 - 06/03/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
DE
11/22/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WILMINGTON DE)
PA
02/22/2006 - 10/26/2006
PNC INVESTMENTS (PITTSBURGH PA)
NY
03/11/1998 - 04/02/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 04/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 03/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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